Vigilant Compliance Employee Directory

Q: What is Vigilant Compliance known for?

Vigilant Compliance was founded in 2004. Vigilant Compliance operates in the Financial Services industry.

Q: How many employees does Vigilant Compliance have currently?

Vigilant Compliance has approximately 66 employees.

Financial ServicesPennsylvania, United States51-200 Employees

Vigilant is an Award Winning and Industry Leading Compliance Firm that continues to remain Independent and Privately Owned.

Since 2004, we have been providing tailored and customized end-to-end solutions to Advisers, Funds and Broker Dealers:

- Outsourced CCO
- Outsourced CFO/PFO
- CCO Support
- Advertising and Marketing Review
- Mock SEC/FINRA Exams
- SEC/ERA/Broker Dealer Registration
- Registered Representative Licensing
- Principal Underwriter for Registered Funds
- FinOp

Our Clients include: Private Equity, Hedge Funds, Closed End Funds, Private Credit/Structured Credit, ETFs, Mutual Funds, Wealth Managers, SMAs, Real Estate Funds, Infrastructure Funds, Registered Investment Advisers (RIAs) and Broker Dealers.

Find Vigilant Compliance employees' phone numbers or email addresses

Vigilant Compliance Global Highlights

North America
51

United States Of America
51

Asia
4

India
1
Bangladesh
1
Pakistan
1
Philippines
1

Europe
3

Spain
2
Ireland
1

Africa
1

Algeria
1

Oceania
1

Papua New Guinea
1

South America
1

Argentina
1

Vigilant Compliance's Leadership

C. M.
Chief Operating Officer, Managing Director- Investment Advisor Solutions
Mobile Phone
Email
S. F.
Senior Vice President
Mobile Phone
Email
C. S.
Director Of Business Development
Mobile Phone
Email
P. C.
Managing Director, Broker Dealer Solutions
Mobile Phone
Email
D. D.
Director
Mobile Phone
Email
J. H.
Director
Mobile Phone
Email
L. A.
Director
Mobile Phone
Email
M. S.
Director
Mobile Phone
Email

Contact profiles from Vigilant Compliance

Name

Title

Contact Info

Location

Last Update

C. S.
Investment Advisor Associate
Mobile Phone
Email
United StatesPennsylvania
Oct 08, 2025
M. M.
Attorney
Mobile Phone
Email
Oct 23, 2024
S. F.
Compliance Officer
Mobile Phone
Email
Oct 01, 2024

Frequently Asked Questions

What is Vigilant Compliance known for?

Vigilant Compliance was founded in 2004 operates in the Financial Services industry. The company's main headquarters is located in 223 Wilmington West Chester Pike, Suite 216; you can contact the main corporate office by phone at

+1-484-840-****

. Explore Vigilant Compliance's company overview page for more information.

What is Vigilant Compliance's most common email format?

Vigilant Compliance employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Vigilant Compliance email formats with LeadIQ.

How many employees does Vigilant Compliance have currently?

Vigilant Compliance has approximately 66 employees as of December 2025. These team members are located across 6 continents, including North AmericaAsiaEurope.

Who are Vigilant Compliance's key employees and leadership?

As of December 2025, Vigilant Compliance's key employees include:

Chief Operating Officer, Managing Director- Investment Advisor Solutions: C. M.
Senior Vice President: S. F.
Director Of Business Development: C. S.
Managing Director, Broker Dealer Solutions: P. C.
Director: D. D.

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